Legal

Transparency, Compliance, and Your Rights

COMMITMENT TO TRANSPARENCY

We believe in complete transparency about our services, legal compliance, and your rights. Our legal framework is designed to protect both our clients and our business while ensuring full regulatory compliance.

Regulatory Compliance Statement

Business Structure & Licensing

Startup Equity LLC operates as an administrative, support, and consulting service platform. We are not a broker-dealer under the Securities Exchange Act of 1934, nor are we registered as an investment adviser under the Investment Advisers Act of 1940.

What We DO Provide:

LLC Formation Services

Legal entity formation and state filing services

Document Preparation

Operating agreements, equity plans, and corporate documents

Regulation D 506(b) Administration

SEC filing administration and document preparation

Job Board Platform

Employment matching and equity document generation

Business Consulting

Strategic advice and operational guidance

Attorney-Reviewed Documents

All templates reviewed by licensed securities attorneys

What We Do NOT Do:

Host crowdfunding campaigns or public offerings
Solicit investors or facilitate investor meetings
Provide personalized investment advice
Receive transaction-based compensation
Handle investor funds or securities transfers
Act as intermediary in securities transactions
Manage ongoing investor relations
Provide ongoing portfolio management

Professional Review & Compliance

All services, operating agreements, and document templates used by Startup Equity LLC have been reviewed by licensed securities attorneys and are designed to comply with current federal and state regulations. We regularly update our practices to maintain compliance with evolving regulatory requirements.

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